Since its founding in 1989 Kern, Suslow Securities has been dedicated to providing exceptional investment services to its customers. Kern, Suslow Securities is located in the heart of New York's financial district, one block south of the New York Stock Exchange. The firm offers a diverse product mix, including Options Trading, Fixed Income Trading, Mutual Funds, Insurance Products and more.
Kern, Suslow Securities Inc. clears its business on a fully disclosed basis through Penson Financial Services, Inc. Our interactive, collaborative relationships with our clearing firms allow Kern Suslow to access the resources and security of a major financial institutional, and also operate with the personalized creativity and flexibility of a boutique firm.
Kern Suslow is a member of FINRA and the Securities Investor Protection Corporation (SIPC). We would be pleased to supply copies of our recent regulatory filings upon request.